BRIEFING
|
Recommendations: · · · |
II.3
Legitimate Restrictions on Freedom
of Expression
Most treaty bodies and an increasing number
of national courts apply a common standard in assessing the legitimacy of any
restriction to freedom of expression and the right to information. According to
this standard, any restriction must satisfy a strict three-part test. The test
requires that restrictions be: (1) prescribed by law; (2) satisfy a legitimate
aim as articulated under international law; and (3) be necessary. Article 19(3)
of the ICCPR sets out the test in the following terms:
The exercise of the
rights provided for in paragraph 2 of this article carries with it special
duties and responsibilities. It may therefore be subject to certain
restrictions, but these shall only be such as are provided by law and are
necessary:
(a) For respect of
the rights or reputations of others;
(b) For the protection of national security or of public order (ordre
public), or of public health or morals.
Paragraphs (a) and (b) of the above
provision set out the legitimate aims recognised under international law.
To be “provided by law” implies
not only that the restriction is based in law but also that the relevant law
meets certain standards of clarity and accessibility. Further, the legitimate
interests listed in the ICCPR are not illustrative but are rather exhaustive:
national governments may not expand on this list. Finally, the third part of the test, the requirement of
necessity, means that even where measures seek to protect a legitimate
interest, the government must demonstrate that there is a “pressing social
need” for the measures; moreover, the restriction must be proportionate to
the legitimate aim pursued and the reasons given to justify the restriction
must be relevant and sufficient.[14]
II.4
Freedom of Information
The draft Proclamation contains an entire
Part devoted to ensuring the right to access publicly held information. Freedom
of information is an important component of the internationally guaranteed
right to freedom of expression, which includes the right to seek and receive,
as well as to impart, information and ideas of all kinds regardless of
frontiers. Indeed, the Ethiopian Constitution guarantees the right to
information in the same provision as it guarantees freedom of expression.
The Declaration of Principles on Freedom of
Expression in Africa affirms the principle that everyone has a right to
access information held by public bodies, subject only to clearly defined rules
established by law. Further, the Declaration also provides the following list
of principles regarding how national laws should guarantee the right to access
information:
Ø everyone has the right to access information held by public bodies;
Ø everyone has the right to access information held by private bodies
which is necessary for the exercise or protection of any right;
Ø any refusal to disclose information shall be subject to appeal to an
independent body and/or the courts;
Ø public bodies shall be required, even in the absence of a request,
actively to publish important information of significant public interest;
Ø no one shall be subject to any sanction for releasing in good faith
information on wrongdoing, or that which would disclose a serious threat to
health, safety or the environment save where the imposition of sanctions serves
a legitimate interest and is necessary in a democratic society; and
Ø secrecy laws shall
be amended as necessary to comply with freedom of information principles.[15]
As with
expression, international law recognises that the right to information is not
absolute. Nonetheless, restrictions on it must be narrowly circumscribed and
meet the same three-part test described in the section above. Critical to an
understanding of this test in the specific context of freedom of information is
the meaning of “necessary”. At a minimum, a restriction on access to
information is “necessary” for securing a legitimate interest only if (1)
disclosure of the information sought would cause substantial harm to the
interest (also known as a harms test) and (2) the harm to the interest caused
by disclosure is greater than the public interest in disclosure.[16]
Thus, even if it can be shown that disclosure of the information would cause
substantial harm to a legitimate aim, the information should still be disclosed
if the benefits of the disclosure outweigh the harm.[17]
III.
Analysis of the Draft
Proclamation
III.1
Scope of the Draft Proclamation
The scope of the
draft Proclamation is excessively broad, including any and every form of mass
communication, regardless of the means of transmission or the frequency of
publication. We made the same criticism of the 2003 draft Proclamations. The
current draft, in Article 2, includes the same, broad definitions of the
“press” and “printed matters”. Thus, the draft Proclamation will apply to all
print publications, large or small, as well as plays, films, cartoons, books,
leaflets and even posters and pictures, as well as to all broadcasters and
Internet publications. This broad scope is particularly problematic since
different media operate in different ways. A leaflet with a print-run of only
fifty cannot be compared to a large national newspaper, yet the draft
Proclamation applies the same licensing and registration schemes to both. For
this reason, similar legislation emanating from
has recently been held by the UN Human Rights Committee to be incompatible with
the right to freedom of expression.[18]
Similarly, the
definition of “advertisement” is over-broad, the determinative criterion being
that the press derives, either directly or indirectly, “financial or other
benefit” from it. Since the concept of non-monetary benefit is not capable of
precise definition, virtually any form of information published by the media
could be deemed to constitute an “advertisement”. A public service announcement
could conceivably constitute an advertisement under this definition. Even
breaking news could be considered to ‘benefit’ a media outlet.
The definition
of “journalist association” actually contains a restriction on membership – no
persons who owns or has a “substantial” proprietary interest in a press
organization, or who is involved in management of a press organization may join
– and thus constitutes government interference with the right to freedom of
association.
Recommendation: · · · |
III.2
Restrictions on Who May Practise
Journalism
Article 5(1) of the draft Proclamation imposes significant
restrictions on who may work in the press field. Individuals who are not
Ethiopian citizens and residents, who have not attained 18 years of age or who
have been deprived of their legal rights may not work as journalists.
Additionally, no person may work in broadcasting who has been stripped of his
parental authority or who has been accused, but not necessarily punished, of a
serious crime or offences against good conduct and the family. Article 5(3)
imposes restrictions on who may be on the board of management of a print
publication. This provision is essentially unchanged from similar restrictions
contained in the 2003 draft Proclamations.
It is well
established that conditions on who may practise journalism are inconsistent
with the guarantee of freedom of expression, which grants everyone, regardless
of their situation, the right to engage in expressive activities.
Article 7 of the
draft Proclamation imposes a licensing requirement on individual journalists.
Like restrictions on who may practise journalism, registration requirements for
individual journalists are not legitimate. It may be noted that very few
countries around the world, including in Africa, require such registration,[19]
and that the Declaration of Principles on Freedom of Expression in Africa
rules out licensing regimes for individual journalists.[20]
Recommendations: · · |
III.3
Licensing of Media Outlets and
Distributors
The licensing
regime for media outlets imposed by this draft Proclamation is essentially
unchanged from the 2003 draft Proclamations. The main provision for dealing
with the media in this new version is Article 9, which requires all media
outlets to obtain a licence from the Ministry of Information. Applicants must
provide extremely detailed information, including the names, addresses, date of
birth and employment contract of all journalists working for the media outlet,
as well as the schedule of publication, and the time, method and places of
distribution. The authorities must be notified of all changes to this
information.
Pursuant to
Article 9(4) an application can be rejected due to an applicant’s failure to
meet any of the requirements set out in the entire draft Proclamation, which
are much broader than the already excessively broad grounds for refusal set out
in Article 10.
Article 9(8) states
that the fee for registration and renewal, and the time limit for which the
registration will be valid, will be determined by the Ministry of Information.
Article 10 sets out grounds according to which a licence may be
refused, including where the applicant fails to adhere to the obligations
stipulated throughout the draft Proclamation.
Many of these obligations consist of vague content restrictions.
Article 8
requires anyone engaged in the wholesale distribution of printed matters to be
licensed by the Ministry of Information or by the Regional Information Bureau.
Under
international law, technical registration
requirements for the print media,
properly defined as mass circulation, periodical publications, do not, per se, breach the guarantee of freedom
of expression as long as they meet the following conditions:
- there is no discretion to refuse
registration, once the requisite information has been provided; - the system does not impose
substantive conditions upon the media; - the system is not excessively
onerous; and - the system is administered by a body, which is independent of
government.
However,
registration of the print media is unnecessary and may be abused, and, as a
result, is not required in many countries. ARTICLE 19 therefore recommends that
the print media not be required to register. Indeed, as noted in the Joint
Declaration of the Special Rapporteurs:
Imposing special registration requirements
on the print media is unnecessary and may be abused and should be avoided.
Registration systems, which allow for discretion to refuse registration, which
impose substantive conditions on the print media or which are overseen by
bodies, which are not independent of government, are particularly
problematical.[21]
Different
considerations apply to broadcasting, where licensing may be legitimate.
The registration
system established under the Law dramatically fails to meet any of the minimum
conditions noted above and, as a result, breaches the right to freedom of
expression.
First, the
grounds upon which a licence may be refused are broad and allow for wide
discretion. To this extent, it is a licensing system, not a registration
system. Among other things, the provisions on time limits and fees permit the
Ministry of Information to exercise an excessive amount of discretion that can
be used to “punish” certain media or favour others. The registration and
renewal fee should be limited to covering the costs associated with
administering the system and they should be set out in the law or in
regulations. The duration of registration should also be set out in the law or
in regulations, and should be the same for all media of a similar format.
Second, the
system imposes substantive conditions upon the media, including a number of
vague content restrictions that cannot, in any case, be justified under
international law. Third, the system is extremely onerous in the breadth of
information that must be provided.
Finally, the
Ministry of Information oversees the licensing system, which is contrary to the
requirement under international law that the press be independent of
government.
Article 8,
requiring distributors to be licensed does not serve any legitimate need and
the measure appears to be designed to increase government control over this
function. As such, it is incompatible with the right to freedom of expression –
which protects the dissemination of information as well as its production – and
should be removed from the draft Press Law.
Recommendations: · · |
III.4
Exceptions to the Right to Access
Information
ARTICLE 19
welcomes the inclusion in Part III of the draft Press Law of a system for
ensuring access by all citizens, not just journalists, to information held by
public authorities. This Part has been improved upon from the 2003 draft
Proclamations. We still recommend that this be treated separately, in an specific freedom of information law, but the new approach
is much better than that found in previous drafts.
Article 12 sets
out the basic right and Article 13 requires public bodies to publish key
information. Article 14 describes the process for obtaining information.
Article 14(6) lists circumstances in which the responsible public relations
officer may reject requests, including that the request is too general or
“would involve disproportionate diversion of human and material resources or
would adversely interfere with the functioning of the authority.” This is not a
legitimate ground to refuse an information request; providing access must be
viewed by public bodies as part of their day-to-day operations. If a request is
too general, public relations officers should be required to assist requesters
to make them more specific. If requests are large, a time extension might be
available to deal with this. The request should, however, be addressed.
Public bodies have
no more than 30 days to comply with requests. Article 14(7) provides for an
extension of this period to 60 days under certain circumstances. The law should
require that public information officers inform applicants if an extension is
being exercised. Also, the law should state that failure to respond to a
request within the prescribed time frames shall be treated as a deemed refusal.
Articles 15 to
29 set out the exceptions to the right of access. Article 15(1) states that a
public information officer will refuse a request for access or a request to
ascertain the existence of a record if the information sought falls under a
number of the categories of exceptions found in Articles 16 to 29. The purpose
of this provision is unclear but it appears to be redundant and is not subject
to either a harms test or a public interest override.
Article 15(2)
provides that the access regime is subject to prohibitions contained in other
laws. This seriously undermines the right of access by making it inferior to
the whole range of secrecy laws, many of which were adopted some time ago and
which do not reflect the principles of access, which underpin the new law.
Some of the
other exceptions are uncontroversial, being sufficiently narrowly and well
defined. For example, Article 16 prohibits the disclosure of personal
information unless the information is already publicly available, if it
concerns a public official, if the individual is deceased or if the individual
has consented to the release. These are important limits to the exception.
However, certain
exceptions do not protect legitimate interests. For example, Article 26(2)
prohibits the disclosure of information about an international trade agreement.
As clearly demonstrated by international public reaction to the recent
international trade talks, this type of information is very relevant to the
general public interest and should not be kept secret. It may be legitimate to
have a more narrowly phrased exception in favour of protecting international
relations. Another illegitimate restriction is found at Article 27, regarding
the protection of research data.
While many of
the exceptions require that the disclosure must cause harm, for example
“serious disadvantage”, before a refusal may be justified, the harms test is
not built into each provision. This leads to inconsistency and unpredictability
within the regime, since some of the exceptions overlap. For instance, it is
conceivable that the same piece of information regarding the operations of a
public body could be caught by Articles 26, 27 and 28. Article 27 contains a
harms test but Articles 26 and 28 do not.
Finally, none of
the provisions is subject to a public interest override.
A positive
element of the draft Proclamation’s access to information regime is the
provision for an appeals mechanism, at Article 31. However, the actual appeal
process is insufficiently articulated and the court is not given adequate
investigative powers. Furthermore, courts may not review the exception in
Article 15, which, as discussed above, is unduly broad.
Article 32
provides that the public information officer of each public body must submit an
annual report to the relevant minister regarding how the body has implemented
the provisions of Part III of the draft Proclamation. This report should also
be disclosed to the public.
Recommendations: · · · · · · |
III.5
Content Restrictions
The draft
Proclamation contains various provisions that are prescriptive with regard the
content of what may be published and what the objectives of press organisations
should be. Article 4 states that the goal of all Ethiopian
press should be, “ensuring the basic freedoms and rights enshrined in the
constitutions, the prevalence of peace, democracy, justice and equality, as
well as accelerating social and economic development.” Article 4(2)
prescribes further working methods for the press. Article 40 states that the
press has a duty to ensure that any information published is free from content
that may give rise to legal liability.
The draft
Proclamation also imposes various conditions on the dissemination of foreign
press. Specifically, the Minister of Information may suspend the circulation of
foreign media that “spreads false accusations”, amongst other content-related
rules (Article 6(3)(b)). Generally, Article 6 allows
only those foreign publications to be imported “which would directly or
indirectly have benefits to the welfare and development of the nation”.
ARTICLE 19 is
opposed in principle to legal measures that prescribe the working methods of
the media, or legal provisions requiring all news to be truthful. The media
should be free to organise its internal working arrangements. Furthermore,
goals of publications should not be prescribed, as this may be open to abuse on
the grounds that a publication did not have these goals. Similarly, legal
requirements requiring media to check the truthfulness of what they seek to
publish are inappropriate. These matters are properly addressed in professional
guidelines. In any event, it is well established that the nature of the
newsgathering process means that the media may make mistakes. As the European
Court of Human Rights has stated:
[N]ews is a perishable commodity and to
delay its publication, even for a short period, may well deprive it of all its
value and interest.[22] (para. 60)
For this reason,
the Zimbabwean Supreme Court struck down legislation restricting the
publication of ‘false news’.[23]
This does not
imply that the media should not be subject to appropriate laws that restrict
content, such as civil defamation laws. However, legitimate content
restrictions should be provided for in laws of general application. Specific,
usually repetitive, restrictions on the media such as provided in Article 19 of
the draft Press Law effectively give the media a double warning of what is
prohibited, and exert a chilling effect on freedom of expression.
Finally, there
is no legitimate reason to restrict the dissemination of foreign publications
as envisaged by Article 6. Article 19 of the ICCPR guarantees the right to
freedom of expression “regardless of frontiers”. It is not for the authorities
to determine whether or not a foreign publication is for the benefit of the nation;
rather, anyone who wishes to purchase a foreign publication should be permitted
to do so. Breach of rules of general application by the foreign media should be
deal with as for other publications.
Recommendations: · · · |
III.6
Rights of Reply and Correction
Article 37 of the draft Proclamation grants
individuals “reported in a press” an expansive right of reply and correction.
The right of reply is a highly disputed area of media law. Some see it as a
low-cost, low-threshold alternative to expensive lawsuits for defamation for individuals
whose rights have been harmed by the publication of incorrect factual
statements about them; others regard it as an impermissible interference with
editorial independence.
Advocates of
media freedom, including ARTICLE 19, generally suggest that a right of reply
should be voluntary rather than prescribed by law. In any case, certain
conditions should apply:
- The
reply should only be in response to statements which are false or
misleading and which breach a legal right of the claimant; it should not
be permitted to be used to comment on opinions that the reader or viewer
doesn’t like. - It
should receive similar prominence to the original article or broadcast. - It
should be proportionate in length to the original article or broadcast. - It
should be restricted to addressing the incorrect or misleading facts in
the original text and not be taken as an opportunity to introduce new
issues or comment on correct facts. - The media should not be required to
carry a reply, which is abusive or illegal.
The right of reply should be clearly
distinguished from a right of correction. A right of correction is limited to
pointing out erroneous published information, with an obligation on the
publication itself to correct the mistaken material. A right of reply, on the other
hand, requires the publication to grant space to an individual whose rights
have been harmed, to ‘set the record straight’. As such, it is a clearly a far
more intrusive interference with editorial freedom.
The right granted by the draft Proclamation
is not limited to correcting erroneous facts, which breach a legal right of the
claimant. Furthermore, the reply can be twice the length of the original piece
and editors are not granted any grounds for refusing to publish a reply – for
instance, that it introduces new allegations or arguments beyond the scope of
the original publication.
Article 37 also fails to refer to Article 11, which empowers the
editor-in-chief to refuse to publish anything against his will. According to
that provision, “any practice or agreement that restricts this power shall be
null and void.”
Recommendations: · · |
III.7
The Press Council
Article 38 of
the draft Proclamation provides for the establishment of a Press Council and is
substantially unchanged from the equivalent provision (Article 20) of the 2003
draft Proclamations. The Council has a mandate to make recommendations
regarding the press, as well as to prepare and entertain complaints regarding a
Code of Ethics. The 29 members of the Council will be drawn from the federal
government, associations of journalists, journalists, publishers and society at
large. The extent of government control over this body is clear from the fact
that the powers and responsibilities of the Council, the appointment of members
and the working procedure will all be determined by the Council of Ministers.
ARTICLE 19 is of the view that the best way to promote
professionalism in the media is through self-regulatory mechanisms. Statutory
bodies are always at risk of political interference and abuse. However, we
recognise that in some contexts, self-regulation is not in practice realistic.
Regardless of the system adopted, any bodies with regulatory powers over the
media must be fully independent of government, a condition clearly not met as
regards the Press Council. We are also concerned that the number of members, namely
29, is so large as to undermine the effectiveness of this body.
Recommendation: · |
III.8
Impounding or Destruction of Press
Materials
Article 44 of the draft Proclamation gives the prosecutor the power,
where he or she believes that a media outlet is about to disseminate
information that is illegal and will cause serious damage, to impound the
printed matter. According to the draft Proclamation, impounding is synonymous with
destruction. Article 44(4) provides for an expedited process before the courts
where such an order has been made, whereby an appeal will be decided within 48
hours.
The 2003 draft Proclamations granted prosecutors the power to
suspend media operations. The Briefing Note we prepared to address those draft
Proclamations criticized the allocation of such power on the grounds that
suspension is, second only to license revocation, the most serious penalty that
can be imposed on a media outlet. Impounding and destruction of the published
material is almost as serious and oppressive. Such measures constitute the
worst form of prior censorship, a restraint on freedom of expression, which has
historically been open to abuse and must be regarded with extreme suspicion.
Although prosecutors are required “notify” the court of their
intention to issue an order to impound, and the courts are then supposed to
decide whether there are sufficient grounds for the order, this notification
process does not adequately safeguard freedom of expression.
International and national courts alike are reluctant to impose
prior restraints on publication without first being satisfied that the threat
posed by publication far outweighs both the publisher’s right to freedom of
expression and the public’s interest in receiving the information. Courts in
the
be met before interlocutory injunctions may be granted, even by courts. In British
Data v. Boxer Removals, a case dealing with allegedly defamatory material,
the Court of Appeal held that when applying for a quia timet injunction
(seeking to delay original publication), plaintiffs must set out with
“reasonable certainty” the allegedly defamatory words; “normally this will
require the pleading of the actual words or words to the same effect.”[24]
Although this is a high standard which will often be difficult to meet before
publication, it was justified by the need for the defendant to “know the case
that he has to meet” and the importance of freedom of expression.[25]
Clearly, even greater safeguards are required where prior censorship powers are
exercised by prosecutors.
In Dichand and Others v. Austria,[26]
the European Court of Human Rights ruled that an injunction to prevent
further publication of an article containing an accusation of conflict of
interest constituted an unjustifiable restriction on the applicants’ freedom of
expression.
Recommendation: · |
III.9
Sanctions
The draft
Proclamation (Part 6), like its predecessors, provides for possible
imprisonment for several breaches of the law, for terms of up to five years.
These include breaches for even minor offences such as employing journalists
who do not meet the conditions specified in the law, already noted as
illegitimate, breach of the licensing rules for media outlets, failure to
publish a reply or dissemination of banned foreign publications. Imprisonment
is a very serious sanction which should be applied, if ever, only in the very
most extreme cases. The grounds for imprisonment under the draft Proclamation
are far too broad and fail to take into account the seriousness of this
penalty.
The draft
Proclamation also provides for serious financial penalties to be imposed that
are disproportionate to the nature of the offences. For example, pursuant to
Article 47(11), an editor who fails to notify the Minister of changes to
registration information can be fined 1,000 to 3,000 birr (approximately USD
115-345).[27]
Also problematic is the failure of some provisions to specify the amount of the
fine, thus creating uncertainty and the potential for abuse of discretionary
powers.
Recommendations: · · |
[1] The first draft was released in April 2003 and the second draft in
June 2003.
[2] The report is available through the ARTICLE 19 website at: http://www.article19.org/docimages/1513.doc.
[3] UN General Assembly Resolution 217A(III),
[4] UN General Assembly Resolution 2200A (XXI),
1966
[5] UN General Assembly Resolution 217A (III),
[6] Adopted
[7] Declaration of Principles on Freedom of Expression in Africa,
African Commission on Human and Peoples’ Rights, 32nd Session, 17-23
October 2002: Banjul, The Gambia.
[8] Adopted
[9] Adopted
[10] Proclaimed on
Rights.
[11] Federal Constitution of Ethiopia, adopted
Gazeta, 1st Year No. 1).
[12] Ibid., Articles 9(4) and 13(2).
[13] See Defining Defamation:
Principles on Freedom of Expression and Protection of Reputation (
2000).
[14] Sunday Times v. United
Kingdom,
cases.
[15] Note 7, Principle IV(2).
[16] See Article 19’s publication The Public’s Right to Know:
Principles on Freedom of Information Legislation (London: Article 19, 1999)
(the Article 19 Principles). This document sets out legislative standards for
protecting and promoting freedom of information, based on international human
rights treaties as well as international best practice. The Article 19
Principles have been endorsed by, among others, the UN Special Rapporteur and
Freedom of Opinion and Expression. See UN Doc. E/CN.4/2000/63,
[17] Ibid., the Article 19
Principles, Principle 4.
[18] Laptsevich
v.
[19] A survey by ARTICLE 19 from
Africa
currently requires individual journalists to register.
Africa
registration system was struck down as unconstitutional in
[20] Note 7, Principle 10.
[21] Adopted
[22] The
Observer and Guardian v. the United Kingdom,
1991
No. 13585/88, at para. 60.
[23] Chavunduka and Choto v.
Minister of Home Affairs & Attorney General,
[24] [1996] 3 All ER 707 (CA), p.717.
[25] Ibid.
[26] 26 February, Application No 29271/95.
[27] According to a 2003 Worldvision study, the average annual income in
ETHIOMEDIA.COM – ETHIOPIA’S PREMIER NEWS AND VIEWS WEBSITE
© COPYRIGHT 20001-2003 ETHIOMEDIA.COM. EMAIL: [email protected]